Disclosures
Carlson Tax and Accounting, LLC and Carlson Wealth, LLC Website Disclosures
Material contained on this website is intended for information purposes only and does not constitute investment advice or an offer or solicitation to purchase or sell in any securities or any investment strategy. Advisory services are not offered to any person in any jurisdiction in which an offer or solicitation would be unlawful under the advisory laws of such jurisdiction.
Investments are Not FDIC Insured, have No Bank Guarantee, and May Lose Value.
The value of your account will fluctuate, so that when sold, it may be worth more or less than your original investment. Investing for short periods make losses more likely.
Carlson Tax and Accounting, LLC and Carlson Wealth, LLC do not provide legal advice and do not provide tax advice unless engaged (via Engagement Letter) to do so. Investors should work with their own professional (attorney or tax) regarding consequences, if any, as it relates to their circumstance.
Questions asked regarding your risk tolerance and goals are specific to your investment through Carlson Tax and Accounting, LLC or Carlson Wealth, LLC and are not intended as a holistic review of your entire portfolio.
Past performance does not guarantee future results. Unless otherwise specified, all return figures shown above are for illustrative purposes only, do not include investment management fees, and are not actual customer or model returns. Performance of a client’s account will differ based on the timing of securities transactions, actual asset allocations, and fees. Diversification does not guarantee a profit or protect against a loss in a declining market. It is used to help manage risk.
Carlson Wealth, LLC is a Registered Investment Advisor with the Nebraska Department of Banking and Finance. This registration with the Nebraks Department of Banking and Finance does not constitute a professional specialty designation or endorsement. Carlson Tax and Accounting, LLC and Carlson Wealth, LLC only transacts business in states where it is properly registered or is excluded or exempted from registration requirements.
Information contained in the material is based on data from multiple sources and Carlson Tax and Accounting, LLC and Carlson Wealth, LLC makes no representation as to the accuracy or completeness of data from sources outside of Carlson Tax and Accounting, LLC and Carlson Wealth, LLC. References to third parties contained herein should not be considered a solicitation on behalf of or an endorsement of those entities by Carlson Tax and Accounting, LLC or Carlson Wealth, LLC. Carlson Tax and Accounting, LLC and Carlson Wealth, LLC is not responsible for the information contained on any third party web site or your use of or inability to use such site. The terms, conditions, and privacy policy of any third party web site may be different from those applicable to your use of any Carlson Tax and Accounting, LLC or Carlson Wealth, LLC web site. The opinions expressed by the author of an article written by a third party are solely his/her own and do not necessarily reflect those of Carlson Tax and Accounting, LLC or Carlson Wealth, LLC. The information and data provided by any third party web site or publication is as of the date of the article when it was written and is subject to change without notice.
TD Ameritrade, Inc. is one of the firms we use to custody our client assets. TD Ameritrade and Carlson Tax and Accounting, LLC and Carlson Wealth, LLC are separate and unaffiliated firms, and are not responsible for each other’s services or policies. TD Ameritrade does not endorse or recommend any advisor and the use of the TD Ameritrade logo does not represent the endorsement or recommendation of any advisor. TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC. TD Ameritrade is a trademark jointly owned by TD Ameritrade IP Company, Inc. and The Toronto-Dominion Bank. Used with permission.
Privacy Policy
CPAs, like all providers of personal financial services, are now required by law to inform their clients of their policies regarding privacy of client information. CPAs have been and continue to be bound by professional standards of confidentiality that are even more stringent than those required by law. Therefore, we have always protected your right to privacy.
1. We collect nonpublic personal information about you and all our clients from the information you submit on our applications or other forms, and through information we obtain over the course of your business relationship with our affiliates, others, and us.
2. Nonpublic personal information is information that we collect from you that is not otherwise available from public sources. The categories of nonpublic personal information we collect include the following:
- Information we receive from you on applications or other forms, such as your name, address, social security number, names of family members, assets and income.
- Information about your transactions with our affiliates, others, or us, such as your account balances, investments, and current and prior tax information.
3. For current and former clients, we do not disclose any nonpublic personal information obtained in the course of our practice except as required or permitted by law. Permitted disclosures include, for instance, providing information to our employees, and in limited situations, to unrelated third parties who need to know that information to assist us in providing services to you. Also, we may disclose nonpublic personal information about you to our affiliated financial planning and investment advisor firms. In all such situations, we stress the confidential nature of information being shared.
4. We retain records relating to professional services that we provide so that we are better able to assist you with your professional needs and, in some cases, to comply with professional guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic, and procedural safeguards that comply with our professional standards.
5. We do not share your nonpublic personal information with companies that perform marketing services.
Please call if you have any questions, because your privacy, our professional ethics, and the ability to provide you with quality financial services are very important to us.